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How to Patent an Idea: A Guide for Beginner

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This is the second post in my Series entitled How to Patent an Idea: A Guide for Beginners. In this post we’ll discuss the context, rights, limitations, and parts of a patent.

If you missed the first post click here to see why 97% of patents are ineffective, and what you can do to be sure your patent doesn’t become part of this statistic.

To truly know why understanding a patent is so important, I have to tell you the story of a friend of mine.

He was sitting in his first meeting at a major chemical company listening to a group of chemists discussing a challenge that they were facing… it wasn’t going well.

Management had assigned them the critical task of making a molecule, but while conducting their research the chemists found a U.S. patent that discussed several ways to make the molecule. The chemists kept pouring over the patent again and again, but the patent discussed every possible way to make the molecule. They had spent several months trying to find other ways to make it. None of them worked.

What confused my friend was that they kept talking about the experimental and discussion sections of the patent. He couldn’t figure out why they weren’t talking about the claims.

THEN IT HIT HIM!

They had no idea which section of the patent was legally enforceable. He realized that the claims weren’t even related to the molecule, or the method of making it.

They had been free to make the molecule THE ENTIRE TIME!

What Is The Purpose Of A U.S. Utility Patent?

That depends on who you ask.

From the standpoint of the U.S. government – the purpose of the patent system is to encourage inventors to innovate and publicly disclose their inventions by grating the patent owner ( for a limited time), the right to exclude others from practicing the claimed invention.

From the standpoint of businesses and investors – a patent is a legal tool that can be used to sue, or threaten to sue competitors who try to cut into your profits by copying your invention.”

How Does A U.S. Patent Protect My Invention?

A U.S. patent is a legal document issued by an agency of the U.S. government, namely the U.S. Patent and Trademark Office (USPTO). A patent grants the patent owner (“assignee”) the right to sue others for making, using, selling, offering for sale, or importing the claimed invention without permission (“patent infringement”).

The important points are:

  • The assignee must sue to enforce the patent.
  • Only the assignee can sue to enforce the patent.
  • A U.S. patent is enforceable anywhere in the U.S., but not outside the U.S.
  • A U.S. patent does not protect the invention: it protects the claimed invention.

This last point is critical. An innovation is an idea. Patent law is not designed to stop people from thinking. It is designed to exclude others from practicing the claimed invention. The “claimed invention” is the innovation as it is written in the claims of a U.S. patent, and interpreted by U.S. courts.

This distinction often creates confusion as most people only think about “the invention”, however to a patent attorney “the invention,” is only the claimed invention.

I will say this again –

“U.S. patent law only recognizes one invention: the invention as it is defined by the language of the claims. If it’s not in the claims, it doesn’t exist.”

What Are The Parts Of A U.S. Patent?

A U.S. patent can have many parts, including a title, field of the invention, a summary of the invention, a brief description of the drawings, drawings, detailed discussion, experimental section, claims, and abstract.

However, as discussed above, the power of a patent to exclude others from practicing the claimed invention is based solely on the claims section of the patent. For this reason, the claims are often referred to as “the claims” and the rest of the patent is referred to as “the specification.” From an enforcement standpoint, the sole purpose of the specification is to support and empower the claims. You can only sue others for practicing the claimed invention.

How Does A Patent Application Or A Provisional Patent Application Protect My Invention?

A patent application is not a patent. A patent application is an official request for a government to issue a patent to an inventor or assignee. Therefore, the claims of a patent application cannot be used to sue someone. Only a valid, enforceable U.S. patent can be used to sue someone.

The main purpose of a provisional patent application (a non-provisional patent application) or a PCT patent application, is to obtain a patent. The main protection provided by filing a patent application is that the filing date can be used to establish who filed the invention first (i.e. it establishes your priority date). This priority date can prevent publications, sales, public use, and other patent filings from blocking your efforts to patent your invention.

A published patent application provides a basis for threatening to sue, when and if, the patent application issues as a U.S. patent. In particular, it allows your competitors to see how broad your intended claims are, and determine if they would be infringing the proposed claims pending before the USPTO. However, “proposed” is the critical word here. You may be forced to narrow those claims long before the patent application issues as a patent.

Types of Patent Infringement

There are several types of claim infringement. I will limit the discussion in my posts to literal claim infringement, and not infringement under the Doctrine of Equivalents (DOE) because infringement under DOE is rarely found, and certainly should not be relied on when drafting claims.

“Relying on the Doctrine of Equivalents to protect your invention is like relying on a lottery ticket to provide your income.”

Summary

The language of the claims of a patent defines the invention and your scope of protection. If the claims of your patent do not protect your innovation, then your patent does not protect your innovation.

In the next post in my How to Patent an Idea Series, I’ll explain How to Read Patent Claims. This is a must-read if you’re confused or overwhelmed on how to interpret your patent claims.

Do you want to know what you’re free to do? Give us a call at (832) 621-0353 to get help demystifying the patent language you’re not sure about.

How to Patent an Idea
1. How to Patent an Idea: A Guide for Beginners
2. Part 2: Understanding Patents
3. Part 3: How To Protect Your Idea
4. Part 4: The Most Common Types of Claims
5. Part 5: How A Product Claim Can Protect Your Product
6. Part 6: Protect Your Method with Method Claims
7. Part 7: How To Prevent Design Around
8. Part 8: How to Patent an Idea: A Guide for Beginners

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